Key Compliance Attributes for the Internal Audit Function as of June 30, 2023
| Key Elements of Oversight | Key Compliance Attribute | Performance Results |
|---|---|---|
|
Internal auditors are trained to effectively perform the work. |
% of staff with an internal audit or accounting designation |
72% |
|
% of staff with an internal audit or accounting designation in progress |
17% |
|
|
% of staff holding other designations |
33% |
|
|
Audit work is performed in conformance with the international standards for the profession. |
Date of last comprehensive briefing to the Departmental Audit Committee on the internal processes, tools, and information considered necessary to evaluate conformance with the IIA Code of Ethics and the Standards and the results of the quality assurance and improvement program (QAIP) |
January 2023 |
|
Last external assessment date |
December 2020 |
|
|
Audit work is perceived by stakeholders as adding value in the pursuit of organizational objectives. |
The average overall usefulness rating from senior management (Assistant Deputy Minister-level or equivalent) of areas audited. |
4.25 out of 5 |
Key Compliance Attribute for the Execution of the Audit Plan
Audit work is performed according to a systematically developed integrated audit and evaluation plan, which has been approved by the Deputy Minister. Management is taking actions in response to internal audit recommendations.
| Internal Audit Title | Audit Status | Report Approved Date | Report Published Date | Original Planned MAP Completion Date |
Implementation Status | |
|---|---|---|---|---|---|---|
|
2018-19 |
||||||
|
1 |
Published – MAP fully implemented |
April 10, 2019 |
April 17, 2019 |
December 31, 2019 |
100% |
|
|
2 |
Published – MAP fully implemented |
April 10, 2019 |
July 18, 2019 |
September 30, 2021 |
100% |
|
|
3 |
Published – MAP not fully implemented |
April 10, 2019 |
July 25, 2019 |
March 31, 2020 |
80% |
|
|
4 |
Published – MAP not fully implemented |
September 26, 2019 |
November 19, 2019 |
December 31, 2021 |
67% |
|
|
5 |
Published – MAP not fully implemented |
September 26, 2019 |
December 20, 2019 |
March 31, 2020 |
100% |
|
|
2019-20 |
||||||
|
1 |
Published – MAP fully implemented |
September 29, 2020 |
December 2, 2020 |
March 31, 2021 |
100% |
|
|
2 |
Published – MAP not fully implemented |
April 8, 2021 |
June 1, 2021 |
December 31, 2022 |
50% |
|
|
3 |
Published – MAP fully implemented |
December 15, 2020 |
March 10, 2021 |
December 30, 2021 |
100% |
|
|
4 |
Joint Audit and Evaluation (Assessment) of NRCan’s Departmental Governance |
Published – MAP fully implemented |
April 8, 2021 |
June 1, 2021 |
March 31, 2022 |
100% |
|
5 |
Joint Audit and Evaluation of Impact Canada – Clean Technology Stream |
Published – MAP not fully implemented |
January 21, 2022 |
May 2, 2022 |
September 30, 2022 |
67% |
|
6 |
Joint Audit and Evaluation of Transition to the Departmental Results Framework |
Published – MAP not fully implemented |
May 9, 2022 |
June 30, 2022 |
April 30, 2023 |
50% |
|
7 |
Published – MAP fully implemented |
December 15, 2020 |
March 11, 2021 |
April 30, 2021 |
100% |
|
|
8 |
Joint Audit and Evaluation (Assessment) of NRCan’s Polar Continental Shelf Program |
Published – MAP not fully implemented |
April 8, 2021 |
May 25, 2021 |
April 30, 2023 |
0% |
|
2020-21 |
||||||
|
1 |
Published – MAP fully implemented |
July 22, 2022 |
October 14, 2021 |
July 31, 2022 |
100% |
|
|
2 |
Published – MAP not fully implemented |
October 19, 2021 |
December 10, 2021 |
December 31, 2022 |
0% |
|
|
3 |
Published – MAP not fully implemented |
July 22, 2021 |
November 2, 2021 |
March 31, 2024 |
50% |
|
|
2021-22 |
||||||
|
1 |
Published – MAP not fully implemented |
July 11, 2022 |
August 23, 2022 |
September 30, 2023 |
25% |
|
|
2 |
Joint Audit and Evaluation of Spruce Budworm Early Intervention Strategy - Phase 2 |
Published – MAP not fully implemented |
July 11, 2022 |
September 15, 2022 |
June 30, 2022 |
33% |
|
3 |
Published – MAP not fully implemented |
October 11, 2022 |
January 31, 2023 |
December 31, 2024 |
0% |
|
|
4 |
Published – MAP not fully implemented |
October 11, 2022 |
November 9, 2022 |
N/A |
N/A |
|
|
2022-23 |
||||||
| 1 | Internal Audit of Federal Contracts Awarded to McKinsey & Company | Published – MAP not required | March 21, 2023 | March 30, 2023 | N/A | N/A |
| 2 | Audit of IT Service Management | In progress | ||||
| 3 | Targeted Audit – NRCan’s Data Strategy | In progress | ||||
| 4 | Audit of NRCan’s Capital Asset Management (Real Property, Equipment) | In progress | ||||
| 5 | Audit of Inclusion, Diversity, Equity, and Accessibility | In progress | ||||
| 6 | Joint Audit and Evaluation of Advancing Reconciliation | In progress | ||||
| 7 | Annual Continuous Audit Report | In progress | ||||
|
2023-24 |
||||||
| 1 | Audit of Cyber Security | Planned | ||||
| 2 | Targeted Audit - NRCan’s Risk Management Practices | Planned | ||||
| 3 | Audit of Security of Science | Planned | ||||
| 4 | Audit of Intellectual Property and Technology Transfer | Planned | ||||
| 5 | Joint Audit and Evaluation of Disaster Risk Reduction | Planned | ||||
Page details
- Date modified: